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Also see Liquid Ventilation in Neonates

The potential use of liquid ventilation has been investigated since 1962 when Kylstra evaluated the ability to sustain gas exchange in mice spontaneously breathing saline oxygenated at 6 atmospheres. Clark subsequently demonstrated that spontaneously breathing mice could survive when submerged in perfluorocarbon under normobaric conditions. Perfluorocarbons (PFC) are structurally similar to hydrocarbons with the hydrogens replaced by fluorine. The carbon chains vary in length and an additional moiety often is attached to the molecule which, together, give unique properties to each perfluorocarbon. In general, perfluorocarbons have excellent oxygen and carbon dioxide carrying capacity (50 ml O2/dl and 160-210 ml CO2/dl, respectively). They are clear, odorless, inert fluids which are immiscible in aqueous and most other solutions.

 

Liquid ventilation-two techniques


Total liquid ventilation (TLV)
 

The lungs are filled with perfluorocarbon to a volume equivalent to the functional residual capacity (FRC, approximately 30 mL/kg) and a "liquid ventilator" is used to generate tidal breathing with perfluorocarbon. Optimal CO2 clearance is achieved when ventilation is performed at a rate of 4-5 breaths/minute. Typical tidal volumes are in the 15-20 ml/kg range. One of the advantages of TLV is that exudate may be lavaged from the airways in the setting of respiratory failure. In addition, the distribution of perfluorocarbon within the lungs may be more uniform during TLV.

Partial liquid ventilation (PLV)

During PLV, gas ventilation of the perfluorocarbon-filled lungs is performed using a standard gas mechanical ventilator. This is a relatively simple technique which does not require use of a specialized device. The adequacy of perfluorocarbon dose is assessed during PLV by visually identifying a meniscus of perfluorocarbon within the endotracheal tube at end-expiration. A typical initial dose of perfluorocarbon during PLV is equivalent to FRC or approximately 30 ml/kg.

 

In the 30 years since the landmark studies by Kylstra and Clark, numerous studies have evaluated the efficacy of liquid ventilation with perfluorocarbon fluids to improve gas exchange and pulmonary function in animal models of respiratory failure. Many of the initial studies were performed in premature, surfactant-deficient animal models of respiratory insufficiency. One important property of perfluorocarbons is that they have a low surface tension of approximately 18 to 19 dynes/cm which allows perfluorocarbons to serve as "surfactant substitutes". Studies in early pre-term animals clearly demonstrated improvement in compliance, gas exchange, and survival during liquid ventilation when compared to gas ventilation. Subsequent research has revealed marked improvements in parameters of gas exchange and pulmonary function during total and partial liquid ventilation, when compared to gas ventilation, in full term newborn, pediatric, and adult animal models of respiratory failure. One other finding, is a reduction in the degree of lung injury and inflammatory infiltrate observed during liquid ventilation when compared to gas ventilation in these models of respiratory failure.

Mechanisms of Liquid ventilation
 

In preterm newborns, gas exchange may be enhanced during liquid ventilation because of a reduction in the alveolar surface tension which is associated with ventilation of the liquid-filled lung. The mechanical lavage associated with total liquid ventilation may have a salutary effect in the setting of ARDS, pneumonia, or meconium aspiration since exudate may be evacuated from the lungs. Perfluorocarbons also enhance alveolar recruitment in the setting of atelectasis. Cross-sectional imaging has revealed that there is homogenous distribution of the ventilating medium during liquid ventilation when compared to gas ventilation. Specifically, the atelectatic, consolidated, dependent regions of the lungs, which contribute greatly to the associated physiologic shunt observed during gas ventilation in the setting of ARDS, are re-inflated during liquid ventilation. It appears that perfluorocarbons enhance recruitment of alveoli in the setting of atelectasis and, because they are relatively dense, have a predilection for the dependent zones of the lungs. This results in re-inflation of dependent, atelectatic segments and more homogenous ventilation of the lungs.

A second effect of the relatively dense perfluorocarbons may be to redistribute blood flow from the dependent to the non-dependent regions of the lung. In so doing, pulmonary blood flow may be redistributed to less severely injured/atelectatic areas of the lungs with associated improvement in ventilation/perfusion matching.

In 1990, the first clinical evaluation of liquid ventilation was reported in three premature, moribund newborns who underwent pulmonary lavage with perfluorocarbons. The response was varied, but the majority of patients demonstrated improvement in gas exchange and pulmonary compliance. A number of centres are currently evaluating the efficacy of liquid ventilation in the setting of respiratory failure in premature newborns, full-term newborns, children, and adults. It is clear that partial liquid ventilation is at an early stage in its clinical evolution, although substantial progress has been made in the development and evaluation of this new method of ventilation. Prospective, randomized, controlled studies which will allow accurate assessment of the safety, efficacy, and relative cost of this technique in adults, children, and premature neonates are underway. It is likely that total liquid ventilation will enter the clinical arena in the near future as some of the technical aspects of device design are refined. The preliminary pre-clinical and clinical experience would suggest that both techniques of liquid ventilation have the potential to play a significant role in enhancing the management and outcome of patients with respiratory failure.

 

Artificial Blood

The first real success in fluid breathing came in 1966, with Dr. Leland Clark's "liquid-breathing-mouse" experiment. Dr. Clark (inventor of the Clark electrode) realized that oxygen and carbon dioxide were very soluble in fluorocarbon liquids (like freon). Assuming that the alveoli of the lungs should be capable of drawing oxygen out of the fluid and replacing it with carbon dioxide, Clark suggested that these fluorocarbons should support respiration of animals. Performing the first tests on anaesthetized mice, Dr. Clark temporarily paralyzed each intubated animal, inflating a cuff inside the trachea to provide a seal and ensure that no air entered the lungs, and no solution leaked out. 

After bubbling oxygen through the fluorocarbon, the oxygenated fluid was pumped into the animals' lungs, and recirculated (about 6 cycles of inhalation and exhalation per minute). Most of the animals who were kept in the fluid for up to an hour survived for several weeks after their removal, before eventually succumbing to pulmonary damage. Autopsies uniformly revealed that the lungs appeared congested when collapsed but normal when inflated. Some of the early problems Clark encountered seemed to be due to the size of the animals' airway. The tiny size physically limited the amount of fluid that could get into the lungs. For that and other reasons, carbon dioxide tended to build up in the system: it simply couldn't be removed fast enough.

This photograph demonstrates a living mouse breathing in the liquid, while a goldfish inhabits the water floating on top.

Dr. Clark discovered that the length of time the mice could survive in the fluid was directly related to the fluorocarbon's temperature: the colder the fluid, the lower the respiration rate which in turn prevented carbon dioxide buildup. He therefore induced hypothermia in the animals. This technique seemed to give the most success, as one animal survived over 20 hours breathing fluid at 18oC.

Purified hemoglobin

This is produced from expired red blood cells, for example diaspirin cross-linked hemoglobin.

Recombinant hemoglobin

This is a modified human hemoglobin tetramer cross-linked with a glycine bridge between the alpha subunits. It is produced from Escherichia Coli or yeast. The cross-links prevent renal excretion.

The hemoglobin solutions must be free of red cell debris to avoid renal damage. Other effects include impairment of macrophage activity. These products are hyperosmotic and are quickly broken down in the blood. The oxygen dissociation curve is shifted to the left with use of these products. Bovine hemoglobin has also been used.

Perfluorocarbons
 

These are inert chemicals with oxygen solubility 20X that of plasma. They exist as a 10% solution. These solutions carry dissolved oxygen in an amount directly proportional to its partial pressure. its accumulation in the reticulo-endothelial system is at present, of unknown significance.

Adapted from Anaesthesia UK : FRCA Home Page for Anesthetists in training for postgraduate exams


References[i] J. A. Kylstra, M. O. Tissing and A. Van der Maen: Of mice as fish. Trans ASAIO 8: 378-383, 1962.[ii] L. C. Clark Jr. and F. Gollan: Survival of Mammals Breathing Organic Liquids Equilibrated With Oxygen at Atmospheric Pressure. Science 20: 1755-1756, 1966.[ii] T. H. Shaffer, M. R. Wolfson and L. C. Clark Jr.: State of the art review: Liquid Ventilation. Pediatric Pulmonology 14: 102-109, 1992.
[iii] Liquid ventilation in adults, children, and full-term neonates. Hirschl RB, Pranikoff T, Gauger P, Schreiner RJ, Dechert R, Bartlett RH.
Lancet. 1995 Nov 4;346(8984):1201-2

 

 

 

 

 

 

 

 

 
 

    

         

 

 

 

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